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Foundational Principles and Recommendations

                                  Safe Harbor Exemption Laws

                          Complementary and Alternative Health Regulation

Introduction:

 

Individual healthseekers value and utilize many healing modalities and practices that are not inherently harmful and that generally do not pose an imminent risk of significant harm to the public, such as:  ayurvedic practices; homeopathy; raditional naturopathy; herbalism; traditional cultural or ethnic pracices; aromatheraphy; and variety of types of bodywork.  There are thousands of these types of healing practices and the persons practicing them are often not licensed, certified, or registered by the government because this type of work alone does not rise to the level of regulatory police power required for a legislature to license a profession. However, because of the broad definitions within professional practice acts, some of these behaviors could be considered in technical violation of a practice act.

For example, in Maryland, the definition of practice of medicine is very broad and does not include exemptions from criminal charges of unlicensed practice for most practitioners that are not licensed.

Health freedom bill are a common sense solution to solve this problem.  The basic architecture of a health freedom of access bill, (which is also called a safe harbor exemption bill), is that it provides a well spelled out exemption for those practitioners practicing healing arts who avoid a specific list of prohibit conduct such as doing surgery or giving out prescription drug, and who do not pose a significant risk of harm and to their clients, and who give out client disclosures letting the clients know that they are not licensed by the state of Maryland and that they are practicing within the safe harbor requirements. 

The basic foundation principles that health freedom bills are founded upon are listed below for your information.

 

Basic Foundational Premises for Safe Harbor Exemption statutes:

 

            I.      Every individual has the basic right of self-determination and the right to make their own personal choices in the process of healing.  Each individual person is ultimately responsible for securing their own health and well being and making decisions to that end.

         II.      The role of the government in healthcare is to protect citizens from harm and at the same time to protect citizen rights to individual choice and autonomy.

 

     III.      The basic right of self-determination dictates that regulations are not to be imposed that impact consumer individual rights unless they are clearly required for the safety and well being of citizens.  If regulations are imposed, the following criteria should be used:  1) necessity to protect the safety and well being of citizens, and 2) use of the least restrictive means of regulation possible.

IV.                        The least-restrictive means of regulation, balancing the role of the government to protect individuals from harm with the role of the government to protect individual autonomy and choice, should be founded on principles of a consumer informed environment and clear avenues of consumer recourse for complaints.

 

         V.   In order to have the right of self-determination, in the fullest sense of the word, every person has a constitutional right of access to any healing or health care practitioner, treatment, or information source they desire.  This right remains, whether or not treatment options are generally accepted, well known, recognized, or researched, and regardless of a practitioner’s education, training, and experience.

 

      VI.   There is a broad range of types of health care practitioners and healing modalities and treatments available, be they conventional or non-conventional, holistic, integrative, natural, or culturally specific, and many of these have provided people with profound healing effects.  The individual has the ultimate responsibility for assessing whether a particular treatment or practitioner has been or is likely to be beneficial to them in their healing process.

 

  VII.   Studies indicate that consumers are placing increased reliance on non-conventional healthcare providers and healing modalities to avoid the excessive cost of conventional medical services and to obtain more holistic consideration of their needs.

 

VIII.   Consumers benefit from, and deserve to have, truthful information in order to make informed choices regarding their healthcare.  A consumer benefits when a practitioner is required, before treatment begins, to give disclosure to the consumer regarding the method of healthcare they provide and their training and experience in the health care they practice.

 

      IX.      Consumers benefit from having accessible places to direct their complaints and deserve to be supported in their expectation of receiving ethical treatment and truthful information.  If a person has been harmed or put in the position of imminent risk of direct harm by a modality or a practitioner relationship, the government should have in place a mechanism for consumer complaint and clear grounds for disciplinary actions to correct the situation.

 

Re: State Occupational Regulation

 

A.                                                               The use of state licensure, registration, and certification to regulate health care occupations is not the least restrictive means of regulation and can sometimes negatively impact consumer options when used as the sole means of regulation.   In fact, licensure is the most restrictive type of regulation, utilizing the broadest sweep of police power possible for occupations.  Licensure laws typically describe an area of practice, demand particular types of education and training and use of exclusive titles for that practice, demand that the practitioner stay within the prevailing standard of care of the education and training mandated by the government for that practice, and then exclude all other persons from practicing in that area of healing.  The main draw-back of mandatory licensure, registration, or certification for healing arts is that it requires a presumption that all of the healing arts are dangerous and needing to be regulated by the government and requiring permission from the government before a person does any healing act.  This is a false presumption.  There are many healing arts that do not pose a risk of harm and that are extremely desirable and helpful to health seekers.  These healing arts should be left in the public domain as a natural right as opposed to a privilege given out by the government.  The burden of proof of harm should always remain on the government before restricting these types of inherently and generally regarded as safe acts.

 

A.   Consumers are disempowered by states that only use the most restrictive means of regulation and do not provide an additional form of safe harbor exemption regulation that protects consumer options.  Health-care regulations that limit available healing practitioners and treatments through enforcement of exclusive and restrictive occupational laws, decrease consumer options in health care and infringe on the individual’s basic right of self-determination to make choices.

 

B.    Consumers are empowered by states that use safe harbor exemption laws which act as additional least-restrictive means regulations that ensure all practitioners the right to practice and the right to use the full range of treatment methods.  These states maximize consumer choice and protect the right of self-determination of the individual to make informed decisions about their health and acknowledge and respect consumer needs for meaningful information and reasonable practitioner/client relationship expectations.

 

C.   There are recognized problems that occur when a state attempts to use exclusive and restrictive occupational regulation for non-conventional, holistic, integrative, natural or culturally specific types of healing practices:

 

1.     Multimodality practices:  The natural healing arts world has many practitioners that learn their trades and professions from a broad variety of cultures and disciplines. As their knowledge and skill set increases about holistic health they use these skills in a variety of ways depending on their client needs.  The intermingling of skills is the strength of the holistic approach to healing and must be preserved. 

 

2.     Education:   Government-mandated educational standards for the multidisciplinary and the broad domain of healing arts can be inaccurate, misleading, and unrealistic and can decrease consumer access to practitioners that do not abide by governments’ mandates.  Attempts by the government to quantify effective preparation needed for a particular healing art may be inaccurate, too narrow, and may restrict the pool of practitioners and may serve to eliminate some of the most effective healers.  Government mandates may miss some of the more intuitive or spiritual dimensions of healing skills, which may not be easily defined or tested. Attempts to regulate may involve setting arbitrary numbers of classroom hours at selected types of educational institutions with the receipt of conventional types of degrees, but many forms of natural healing cannot be confined to traditional learning environments or classroom or textbook training.   Practitioner effectiveness may depend on inherent giftedness in the healing art.  Skills may be acquired by mentoring with an individual, self-study, or other unconventional methods. 

 

a. Governments should allow practitioners to practice regardless of their education and training as long as they avoid prohibited conduct and practice within reasonable conduct guidelines and provide consumers with an informed environment.  This will ensure maximum consumer options.

 

3.     Innovation:  Regulation that restricts health care practice to one group and to one standard of care can decrease incentive for innovation.  The healthcare field needs healthy competition in the market place and needs the freedom to expand and develop as understanding of healing grows. 

 

a.  No restrictions should be put in place regarding dissemination of new ideas and information if the government has not shown that it poses an imminent risk of harm and there is an informed consumer environment.

 

4.     Preservation of Knowledge:  Health care regulation must always safeguard against the elimination of age-old wisdom and knowledge of healing.   Preservation of wisdom is accomplished only in a free and uncensored society.

 

5.     Cooperation among Practitioners:  Health care regulation that promotes turf battles instead of an interdisciplinary environment decreases the potential for cooperation and exchange of information among practitioners.   Practitioners practice in fear of being charged with the practice of medicine without a license or in fear of losing their existing license for practicing outside of a defined scope or outside of prevailing standards.  The least restrictive means of communication should be used to promote acknowledgment and acceptance among practitioners and promote professional coordination, cooperation and free flow of information. 

 

6.     Consumer Decision-making:  Occupational regulations that limit consumer options take away important rights and motivations of consumers to decide their own healing path.   Consumer decision-making should be encouraged and regulation should support the fact that consumers that participate in their own health care decisions thrive more and have better health outcomes.

 

In Summary:

 

Ø     State governments need to be vigilant during health care reform to preserve the balance between government regulation and an individual’s right of self-determination and right of choice.

 

Ø     Existing regulatory health care statutes should be reviewed and revised to acknowledge and promote the use of the broad domain of healing arts and trades in a nonexclusive manner by all consumers and by all professions both licensed and unlicensed, thus creating the widest range of choices for consumers.

 

Ø     A regulatory framework such as the safe harbor exemption bills should be utilized that embodies the least restrictive means of regulation, and that provides an informed consumer environment and a system for consumer recourse in the event of a complaint. 

 

Ø     For state laws regarding health care practitioners that are not licensed,  certified, or registered by a state government, and that provide exemption parameters for practice please review MN Stat. 46A,  Minnesota Complementary and Alternative Health Care Freedom of Access Act of 2000, CA Stat Chapter 820, Sections 2053.5 and 2053.6 to the Business and Professions Code, relating to health California Health Care Freedom of Access Act, and RI Stat 23-74-1, Rhode Island Unlicensed Practitioner Act, for conceptual planning, or contact National Health Freedom Action for national Model language. 

 

Ø     Government should look to the future and create laws that allow for the greatest amount of innovations and that ensure freedom of consumer access to all health care options.

 

 

 


 

 

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